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WTO ANALYTICAL INDEX: GATT 1994

General Agreement on Tariffs and Trade 1994

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General Agreement On Tariffs And Trade 1994
> Article I
Article II
> Article III
Article IV
Article V
Article VI
Article VII
Article VIII
Article IX
Article X
> Article XI
> Article XII
> Article XIII
> Article XIV
> Article XV
> Article XVI
> Article XVII
> Article XVIII
> Article XIX
> Article XX
> Article XXI
> Article XXII
> Article XXIII
> Article XXIV
> Article XXV
> Article XXVI
> Article XXVII
> Article XXVIII
> Article XXIX
> Article XXX
> Article XXXI
> Article XXXII
> Article XXXIII
> Article XXXIV
> Article XXXV
> Article XXXVI
> Article XXXVII
> Article XXXVIII

  

> Analytical Index main page


Table of contents     back to top

I. General Agreement on Tariffs and Trade 1994     back to top

A. Text of the General Agreement on Tariffs and Trade 1994
B. Interpretation and application of the General Agreement on Tariffs and Trade 1994

1. Paragraph 1

(a) Paragraph 1(b)

(i) Item (iv) — “other decisions of the CONTRACTING PARTIES to GATT 1947”

(b) Relationship with Article XVI:1 of the WTO Agreement

 
II. Article I     back to top

A. Text of Article I
B. Text of AD Article I
C.
Interpretation and Application of Article I

1. Article I:1

(a) General

(i) Object and purpose

(ii) Scope of application

(iii) Order of examination

(b) “any advantage, favour, privilege or immunity granted by any Member”

(i) General

(ii) Allocation of tariff quotas

(iii) Reference to GATT practice

(c) “like products”

(d) “any product originating in or destined for an other country”

(e) “shall be accorded immediately and unconditionally”

(i) General

(ii) Reference to GATT practice

D. Exceptions to the MFN Principle

1. Anti-dumping and countervailing duties

(a) Article VI of GATT 1994

(i) Reference to GATT practice

2. Frontier traffic and customs unions

(a) Article XXIV of GATT 1994

(b) Reference to GATT practice

3. Enabling Clause

(a) Text and adoption of the Enabling Clause

(b) Generalized System of Preferences

(c) Regional trade arrangements among developing country Members

(d) Special treatment of the least-developed countries

(e) Interpretation

(i) The relationship between the Enabling Clause and Article I:1 of the GATT 1994

(ii) Footnote 3 to paragraph 2

(iii) Paragraph 2: “developing countries”

(iv) Relationship between paragraph 2(a) and 2(d)

(v) Paragraph 3(a)

(vi) Paragraph 3(c) “to respond positively to the development, financial and trade needs of developing countries”

(vii) Burden of proof under the Enabling Clause

(f) Reference to GATT practice

4. Waiver on Preferential Tariff Treatment for Least-Developed Countries

E. Relationship with other Articles

1. Article III

(a) Reference to GATT practice

2. Article VI

3. Article XI

4. Article XIII

5. Article XXIV

6. Article XXVIII

F. Relationship with other WTO Agreements

1. SCM Agreement

 
III. Article II     back to top

A. Text of Article II
B. Text of AD Article II
C.
Interpretation and Application of Article II

1. Article II:1(a)

(a) Bonding requirements

(b) Qualification in schedules

(c) Implementation in WTO Schedules of HS changes

(d) Database for tariffs

(i) Integrated Data Base (IDB) Project

(ii) Consolidated Tariff Schedule Data Base

(iii) Review of the Understanding on the Interpretation of Article XXVIII of GATT 1994

(e) Information technology products

(i) The Ministerial Declaration on Trade in Information Technology Products

(ii) The Committee of Participants on the Expansion of Trade in Information Technology Products

2. Article II:1(b)

(a) First sentence

(i) “subject to the terms, conditions or qualifications set forth”

(ii) Interpretation of tariff concessions in a Schedule

(iii) “ordinary customs duties”

(iv) “in excess of”

(b) Article II:1(b) Second sentence

3. Relationship between paragraphs 1(a) and 1(b)

4. Article II:5

5. Article II:7

D. Relationship with other Articles

1. General

2. Article III

3. Article XI

4. Article XIII

5. Article XVII

E. Exceptions and Derogations from Article II

1. Waivers

F. Relationship with other WTO Agreements

1. Agreement on Agriculture

2. Licensing Agreement

 
IV. Article III     back to top

A. Text of Article III
B. Text of AD Article III
C.
Interpretation and Application of Article III

1. General

(a) Purpose of Article III

(i) Avoidance of protectionism in the application of internal measures

(ii) Protection of tariff commitments under Article III/Relevance of tariff concessions

(iii) Comparison with competition law

(iv) Reference to GATT practice

(b) Scope of application — measures imposed at the time or point of importation

(i) State trading enterprises

(ii) Reference to GATT practice

(c) Relevance of policy purpose of internal measures / “aims-and-effects” test

(i) Reference to GATT practice

(d) Relevance of trade effects

(i) Reference to GATT practice

(e) State trading monopolies

(i) Reference to GATT practice

2. Article III:1

(a) Relationship between paragraph 1 and paragraphs 2, 4 and 5

(i) Reference to GATT practice

3. Article III:2

(a) General

(i) General distinction between first and second sentences

(ii) Relationship with paragraph 1

(iii) Legal status of Ad Article III

(b) Paragraph 2, first sentence

(i) General

(ii) “like domestic products”

(iii) “internal tax or other internal charge of any kind”

(iv) “in excess of those applied”

(v) Applied, “directly or indirectly”, to like domestic products

(c) Paragraph 2, second sentence

(i) General

(ii) “directly competitive or substitutable products”

(iii) “not similarly taxed”

(iv) “so as to afford protection to domestic production”

4. Article III:4

(a) General

(i) Test under paragraph 4

(ii) Burden of proof

(iii) Relationship with other paragraphs of Article III

(b) “like products”

(i) General

(ii) Relevant factors

(iii) Reference to GATT practice

(c) “laws, regulations or requirements”

(i) Differences from “measures” under Article XXIII:1(b)

(ii) Non-mandatory measures

(iii) Action of private parties

(iv) The term “requirement”

(v) Reference to GATT practice

(d) “affecting the internal sale, offering for sale, purchase …”

(i) Reference to GATT practice

(e) “treatment no less favourable”

(i) General

(ii) Methodology of comparison

(f) Relationship with other GATT provisions

(i) Relationship with Article XX

(ii) Relationship with Article XXIII:1(b)

(g) Reference to GATT practice

5. Article III:8

(a) Item (b)

(i) “the payment of subsidies exclusively to domestic producers”

(b) Reference to GATT practice

D. Relationship with other Articles

1. Article I

2. Article II

(a) Reference to GATT practice

3. Article VI

4. Article XI

(a) Reference to GATT practice

5. Article XVII

(a) Reference to GATT practice

E. Relationship with other WTO Agreements

1. General

2. SPS Agreement

3. TBT Agreement

4. SCM Agreement

5. TRIMs Agreement

6. GATS

 
V. Article IV     back to top

A. Text of Article IV
B. Interpretation and Application of Article IV

1. Reference to GATT practice

 
VI. Article V    back to top

A. Text of Article V
B. Text of AD Article V
C.
Interpretation and Application of Article V

1. Reference to GATT practice


VII. Article VI     back to top

A. Text of Article VI
B. Text of AD Article VI
C.
Interpretation and Application of Article VI

1. Scope of Article VI

(a) Investigation initiated before entry into force of WTO Agreement

(b) Anti-dumping measures other than anti-dumping duties

2. Reference to GATT practice

3. Interpretative materials

(a) Tokyo Round Agreements

(b) Anti-Dumping Agreement

(c) SCM Agreement

4. Challenge against a law as such under Article VI

5. Article VI:1

(a) Elements of Paragraph 1

(b) Material injury

6. Paragraph 2

(a) Permissible responses to dumping

(b) Methodology of investigation

D. Relationship with other Articles

1. Article I

2. Article II

3. Article III

4. Article XI

E. Relationship with other WTO Agreements

1. Anti-Dumping Agreement

2. Tokyo Round Agreement on Interpretation and Application of Articles VI, XVI and XXIII of the General Agreement on Tariffs and Trade

3. SCM Agreement

 
VIII. Article VII      back to top

A. Text of Article VII
B. Text of AD Article VII
C.
Interpretation and Application of Article VII

1. Reference to GATT practice

 
IX. Article VIII     back to top

A. Text of Article VIII
B. Text of AD Article VIII
C.
Interpretation and Application of Article VIII

1. Article VIII:1(a)

2. Reference to GATT practice

D. Relationship with other WTO Agreements

1. WTO Agreement

2. Agreement between the IMF and the WTO

3. Declaration on Coherence

 
X. Article IX     back to top

A. Text of Article IX
B. Interpretation and Application of Article IX

1. Reference to GATT practice

 
XI. Article X     back to top

A. Text of Article X
B. Interpretation and Application of Article X

1. General

2. Article X:1

(a) “of general application”

(i) Interpretation

(ii) Reference to GATT practice

3. Article X:2

(a) General

4. Article X:3

(a) General

(i) Scope of paragraph 3

(b) Article X:3(a)

(i) Scope of Article X:3(a)

(ii) “administer in a uniform, impartial and reasonable manner”

(iii) Reference to GATT practice

(c) Article X:3(c)

(i) “the date of this Agreement”

C. Relationship with other Articles

1. General

2. Article I

3. Article III

4. Reference to GATT practice

D. Relationship with other WTO Agreements

1. Licensing Agreement

2. Anti-Dumping Agreement


XII. Article XI     back to top

A. Text of Article XI
B. Text of AD Article XI
C.
Interpretation and Application of Article XI

1. General

(a) Status of Article XI in GATT

(b) Burden of proof

(c) Reference to GATT practice

2. Article XI:1

(a) General

(b) “prohibitions or restrictions … on the importation of any product”

(i) Scope

(c) “prohibitions or restrictions … on the exportation or sale for export of any product”

(d) “restrictions made effective through state-trading operations”

(e) Bonding requirements

(f) Licensing requirements

(g) Reference to GATT practice

3. Notification Requirements

D. Relationship with other Articles

1. Article I

2. Article II

3. Article III

4. Article VI

5. Article XIII

6. Article XVII

7. Reference to GATT practice

E. Relationship with other WTO Agreements

1. SPS Agreement

2. Anti-Dumping Agreement


XIII. Article XII     back to top

A. Text of Article XII
B. Text of AD Article XII
C.
Understanding on the Balance-of-Payments Provisions of the General Agreement on Tariffs and Trade 1994
D.
Interpretation and Application of Article XII

1. BOP Understanding

E. Relationship with other Articles

1. Article XVII

2. Article XVIII

3. Reference to GATT practice


XIV. Article XIII     back to top

A. Text of Article XIII
B. Text of AD Article XIII
C.
Interpretation and Application of Article XIII

1. General

(a) Scope of application

(b) Object and purpose

2. Article XIII:1

3. Article XIII:2

(a) Chapeau

(b) Article XIII:2(a)

(c) Article XIII:2(d)

(i) Allocation of import quotas to Members who have no “substantial interest”

(ii) Allocation of tariff/import quotas to non-Members

D. Relationship with other Articles

1. Article I

2. Article II

3. Article XI

4. Article XXVIII

5. Reference to GATT practice

E. Relationship with other WTO Agreements

1. Agreement on Agriculture

2. Agreement on Safeguards


XV. Article XIV     back to top

A. Text of Article XIV
B. Text of AD Article XIV
C. Interpretation and Application of Article XIV
D. Relationship with other Articles

1. Article XVII

2. Reference to GATT practice


XVI. Article XV     back to top

A. Text of Article XV
B. Text of AD Article XV
C. Interpretation and Application of Article XV

1. Reference to GATT practice


XVII. Article XVI     back to top

A. Text of Article XVI
B. Text of AD Article XVI
C. Interpretation and Application of Article XVI

1. Article XVI:4

2. SCM Agreement

3. Reference to GATT practice


XVIII. Article XVII     back to top

A. Text of Article XVII
B. Text of AD Article XVII
C. Understanding on the Interpretation of Article XVII of the General Agreement on Tariffs and Trade 1994
D. Interpretation and Application of Article XVII

1. General

(a) Relationship between paragraphs 1(a) and 1(b) of Article XVII

(b) Ad Note Articles XI, XII, XIII, XIV and XVIII

2. Article XVII:1(a)

(a) Reference to GATT practice

3. Article XVII:1(b)

(a) Reference to GATT practice

4. Article XVII:4

(a) Notification requirements

(b) Reference to GATT practice

5. Understanding on the Interpretation of Article XVII of the General Agreement on Tariffs and Trade 1994

(a) Paragraph 1

(b) Paragraph 3

(c) Paragraph 5

(i) Working Party on State Trading Enterprises

(ii) “an illustrative list”

(iii) “general background paper”

E. Relationship with other Articles

1. Article I

2. Article II

(a) Reference to GATT practice

3. Article III

(a) Reference to GATT practice

4. Article XI

(a) Reference to GATT practice

5. Articles XII, XIII, XIV and XVIII

(a) Reference to GATT practice

F. Relationship with other WTO Agreements

1. Agreement on Agriculture


XIX. Article XVIII     back to top

A. Text of Article XVIII
B. Text of AD Article XVIII
C. Understanding on the Balance-of-Payments Provisions of the General Agreement on Tariffs and Trade 1994
D. Interpretation and Application of Article XVIII

1. Article XVIII:B

(a) General

(b) Jurisdiction of panels

(c) Right to maintain balance-of-payments measures

(d) Reference to GATT practice

2. Article XVIII:9

(a) General

(b) Article XVIII:9(a)

3. Article XVIII:11

(a) Burden of proof

(b) Note Ad Article XVIII:11

(i) General

(ii) “would produce”

(iii) “thereupon”

(c) Proviso to Article XVIII:11

4. Article XVIII:12

(a) Article XVIII:12(c)

5. Understanding on the Balance-of-Payments Provisions of the General Agreement on Tariffs and Trade 1994

(a) General

(b) Footnote 1

(c) Paragraph 1

(d) Paragraph 5

(i) Committee on Balance-of-Payments Restrictions

(e) Paragraph 9

(f) Paragraph 13

(i) Interpretation

(ii) Reporting procedures

E. Relationship with other Articles

1. Articles XI, XIII, XIV and XVII

2. Article XII

3. Reference to GATT practice


XX. Article XIX     back to top

A. Text of Article XIX
B. Interpretation and Application of Article XIX

1. General

(a) Application of Article XIX

(b) Standard of review

2. Article XIX:1

(a) Article XIX:1(a): as a result of unforeseen developments

(i) Concept of unforeseen developments

(ii) Requirement to demonstrate “unforeseen developments”

(iii) Logical connection between “unforeseen developments” and “the condition for imposition of a safeguard measure”

(iv) “as a result … of the effect of the obligations incurred by a Member”

(v) “being imported in such increased quantities …”

(vi) “under such conditions”

(vii) “as to cause or threaten serious injury to domestic producers”

3. Article XIX:2

(a) “shall give notice in writing to the Contracting Parties as far as in advance as may be practicable”

(b) “an opportunity to consult”

4. Reference to GATT practice

C. Relationship with the other WTO Agreements

1. Agreement on Safeguards


XXI. Article XX     back to top

A. Text of Article XX
B. Text of AD Article XX
C. Interpretation and Application of Article XX

1. General

(a) Nature and purpose of Article XX

(b) Structure of Article XX

(i) Two-tier test

(ii) Language of paragraphs (a) to (i)

(c) Burden of proof

2. Preamble of Article XX (the “chapeau”)

(a) Scope

(b) “arbitrary or unjustifiable discrimination between countries where the same conditions prevail”

(i) Constitutive elements

(ii) Type of discrimination covered by the chapeau

(iii) Standard of discrimination

(iv) Examples of arbitrary and unjustifiable discrimination

(c) “disguised restriction on international trade”

(d) Reference to GATT practice

3. Paragraph (b)

(a) Three-tier test

(i) General

(ii) Policy objective of the measure at issue

(iii) “necessary”

(b) Reference to GATT practice

4. Paragraph (d)

(a) General

(b) “necessary”

(c) Aspect of measure to be justified as “necessary”

(d) Reference to GATT practice

5. Paragraph (g): “relating to the conservation of exhaustible natural resources”

(a) “the conservation of exhaustible natural resources”

(i) meaning of Jurisdictional limitations

(ii) “exhaustible” natural resources

(iii) Reference to GATT practice

(b) “relating to”

(i) Aspect of the measure to be justified as “relating to”

(ii) Meaning of “relating to” and “primarily aimed at”

(c) “measures made effective in conjunction with”

(d) Reference to GATT practice


XXII. Article XXI     back to top

A. Text of Article XXI
B. Interpretation and Application of Article XXI

1. Reference to GATT practice


XXIII. Article XXII     back to top

A. Text of Article XXII
B. Interpretation and Application of Article XXII


XXIV. Article XXIII     back to top

A. Text of Article XXIII
B. Interpretation and Application of Article XXIII

1. General

(a) Relationship between Articles XXIII:1(a) and XXIII:1(b)

2. Article XXIII:1(b)

(a) Overview of the non-violation complaint

(b) Purpose

(c) Scope

(d) Test under Article XXIII:1(b)

(e) Burden of proof

(f) “measure”

(g) “benefit”

(h) Legitimate expectations

(i) “nullified or impaired”

(j) Non-violation complaints in relation to the Agreement on Government Procurement

(k) Relationship with other WTO Agreements

(i) Anti-Dumping Agreement

3. Article XXIII:1(c)

4. Article XXIII:2

5. Reference to GATT practice


XXV. Article XXIV     back to top

A. Text of Article XXIV
B. Text of AD Article XXIV
C. Understanding on the Interpretation of Article XXIV of the General Agreement on Tariffs and Trade 1994
D. Interpretation and Application of Article XXIV

1. General

(a) Committee on Regional Trade Agreements

(b) Enabling Clause

(c) Reference to GATT practice

2. Article XXIV:4

(a) Relationship between paragraph 4 and paragraphs 5 to 9

(b) “not to raise barriers to the trade of other contracting parties”

(c) Reference to GATT practice

3. Article XXIV:5

(a) Chapeau

(i) Interpretation: the necessity test

(ii) Reference to GATT practice

(b) Paragraph 5(a)

(i) Link with the chapeau

(ii) “General incidence” of duties

(iii) “other regulations of commerce”

(iv) “Economic test”

(c) Reference to GATT practice

4. Article XXIV:7

(a) “Any contracting party … shall promptly notify the CONTRACTING PARTIES”

(b) Examination of agreements

(c) Absence of recommendation pursuant to Article XXIV:7

(d) “Any substantial change in the plan and schedule … shall be communicated to the Contracting Parties”

5. Article XXIV:8

(a) Article XXIV:8(a)(i)

(b) Reference to GATT practice

(c) Article XXIV:8(a)(ii)

(i) Interpretation

(ii) Reference to GATT practice

6. Understanding on the Interpretation of Article XXIV of the General Agreement on Tariffs and Trade 1994

(a) Notification and reporting requirements in accordance with paragraphs 9 and 11 of the Understanding

(b) Paragraph 12 on dispute settlement

E. Relationship with other Articles

1. Article I

2. Article XI

3. Article XIII

F. Relationship with other WTO Agreements

1. Agreement on Safeguards

(a) Footnote 1 to Article 2.1

(b) Article 2.2

2. Agreement on Textiles and Clothing

G. Annex I

1. List of RTAs notified under Article XXIV of the GATT 1994 for which factual examination has been completed

H. Annex II

1. List of RTAs notified under Article XXIV of the GATT 1994 under factual examination

I. Annex III

1. List of RTAs notified under Article XXIV of the GATT 1994 for which factual examination has not yet commenced

J. Annex IV

1. List of RTAs notified under Article XXIV of the GATT 1994 which have not yet been considered by the Council for Trade in Goods

K. Annex V

1. RTAs notified under Article XXIV of the GATT 1994 which have been terminated following the Enlargement of the European Union on 1 May 2004

2. RTAs notified under the GATT 1947 which have been terminated following the Enlargement of the European Union on 1 May 2004

L. Annex VI

1. Reports on the operation of agreements — 2004 Schedule

2. Reports on the operation of agreements — 2001 Schedule


XXVI. Article XXV     back to top

A. Text of Article XXV
B. Interpretation and Application of Article XXV

1. Reference to GATT practice


XXVII. Article XXVI     back to top

A. Text of Article XXVI
B. Interpretation and Application of Article XXVI

1. Reference to GATT practice


XXVIII. Article XXVII     back to top

A. Text of Article XXVII
B. Interpretation and Application of Article XXVII

1. Reference to GATT practice


XXIX. Article XXVIII     back to top

A. Text of Article XXVIII
B. Text of AD Article XXVIII
C. Understanding on the Interpretation of Article XXVIII of the General Agreement on Tariffs and Trade 1994
D. Interpretation and Application of Article XXVIII

1. Legal relevance of Article XXVIII negotiations in interpretation of GATT Articles

2. Review of the Understanding on the Interpretation of Article XXVIII of the GATT 1994

3. Reference to GATT Practice


XXX. Article XXVIII bis     back to top

A. Text of Article XXVIII bis
B. Text of AD Article XXVIII bis
C. Interpretation and Application of Article XXVIII bis


XXXI. Article XXIX     back to top

A. Text of Article XXIX
B. Text of AD Article XXIX
C. Interpretation and Application of Article XXIX


XXXII. Article XXX     back to top

A. Text of Article XXX
B. Interpretation and Application of Article XXX

1. Reference to GATT practice


XXXIII. Article XXXI     back to top

A. Text of Article XXXI
B. Interpretation and Application of Article XXXI

1. Reference to GATT practice


XXXIV. Article XXXII     back to top

A. Text of Article XXXII
B. Interpretation and Application of Article XXXII

1. Reference to GATT practice


XXXV. Article XXXIII     back to top

A. Text of Article XXXIII
B. Interpretation and Application of Article XXXIII

1. Reference to GATT practice


XXXVI. Article XXXIV     back to top

A. Text of Article XXXIV
B. Interpretation and Application of Article XXXIV

1. Reference to GATT practice


XXXVII. Article XXXV     back to top

A. Text of Article XXXV
B. Interpretation and Application of Article XXXV

1. Reference to GATT practice


XXXVIII. Article XXXVI     back to top

A. Text of Article XXXVI
B. Text of AD Article XXXVI
C. Interpretation and Application of Article XXXVI

1. Reference to GATT practice


XXXIX. Article XXXVII     back to top

A. Text of Article XXXVII
B. Text of AD Article XXXVII
C. Interpretation and Application of Article XXXVII

1. Reference to GATT practice


XL. Article XXXVIII     back to top

A. Text of Article XXXVIII
B. Interpretation and Application of Article XXXVIII

1. Reference to GATT practice

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